C Suisse to pay up and settle, Morgan Stanley faces penalty
Credit Suisse will pay $16.5m to settle Financial Industry Regulatory Authority claims that a U.S. unit violated rules meant to guard against money laundering.
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Deutsche bank employee arrested over bribery claims
An employee of Deutsche Bank’s Japanese brokerage unit was arrested Thursday on suspicion of bribery as the securities watchdog recommended penalties against the firm for excessive entertainment spending.
Regulator said probing Deutsche Bank over expenses
Japan's securities market watchdog is investigating whether Deutsche Bank employees provided excessive entertainment to Japanese pension fund executives in breach of regulations, sources with knowledge of the matter said.
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Regulator said probing Deutsche Bank over expenses
Japan's securities market watchdog is investigating whether Deutsche Bank employees provided excessive entertainment to Japanese pension fund executives in breach of regulations, sources with knowledge of the matter said.
