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SEC announces whisteblower award of more than $325,000

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The Securities and Exchange Commission has announced a whistleblower award totalling more than $325,000 for a former investment firm employee who tipped the agency with specific information that enabled enforcement staff to open an investigation and uncover the extent of the fraudulent activity.

New campaign launched to help Wall Street whistleblowers

Blowing Whistle

On the heels of the seventh anniversary of the Troubled Asset Relief Program (TARP), Wall Street's bailout for the 2008 financial crisis, a new campaign called Whistleblower Wall Street is encouraging bank employees to take action against illegal financial activity.

Compliance whistleblower awarded in excess of $1m

Blowing Whistle

The Securities and Exchange Commission has announced an award of more than a million dollars to a compliance professional who provided information that assisted the SEC in an enforcement action against the whistleblower’s company.

Wall Street whistleblower considers writing book

Blowing Whistle

Carmen Segarra, the Wall Street whistleblower who secretly recorded 46 hours of private conversations with her fellow regulators — casting a light on the sometimes too cosy relationship between the New York Fed and the banks it oversees — is considering writing a book, The New York Post has learned.

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SEC announces whisteblower award of more than $325,000

The Securities and Exchange Commission has announced a whistleblower award totalling more than $325,000 for a former investment firm employee who tipped the agency with specific information that enabled enforcement staff to open an investigation and uncover the extent of the fraudulent activity.

Blowing Whistle

New campaign launched to help Wall Street whistleblowers

On the heels of the seventh anniversary of the Troubled Asset Relief Program (TARP), Wall Street's bailout for the 2008 financial crisis, a new campaign called Whistleblower Wall Street is encouraging bank employees to take action against illegal financial activity.