Wells Fargo

Wells Fargo & Company is a diversified financial services company providing banking, insurance, investments, mortgage, and consumer and commercial finance across North America and internationally.

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Wells Fargo Advisors settles SEC charges

Wells Fargo Building Salt Lake City

The Securities and Exchange Commission has announced that Wells Fargo Advisors LLC agreed to settle charges of misconduct in the sale of financial products known as market-linked investments, or MLIs, to retail investors.

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Wells Fargo Building Salt Lake City

Wells Fargo Advisors settles SEC charges

The Securities and Exchange Commission has announced that Wells Fargo Advisors LLC agreed to settle charges of misconduct in the sale of financial products known as market-linked investments, or MLIs, to retail investors.