The rapid fall of the 'Goldman Sachs of China'
The fall from grace for China’s biggest brokerage and investment bank, Citic Securities, has been fast and steep.
Short Selling
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FINRA fines Merrill Lynch $6m
The Financial Industry Regulatory Authority (FINRA) has announced that it has censured and fined Merrill Lynch Professional Clearing (Merrill Lynch PRO) $3.5m for violating Regulation SHO, an SEC rule that established a regulatory framework to govern short sales and prevent abusive naked short selling.
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