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Pimco to pay $20m, settles charges over ETFs

SEC Building

The Securities and Exchange Commission has announced that investment management firm Pacific Investment Management Company (PIMCO) agreed to retain an independent compliance consultant and pay nearly $20m to settle charges that it misled investors about the performance of one its first actively managed exchange-traded funds (ETFs) and failed to accurately value certain fund securities.

Allianz fund seeks China licence

Great Wall Of China Graffiti

Allianz SE said its German fund management unit has applied for a license in China to establish an onshore presence, following the example of its larger U.S.-based Pacific Investment Management Co.

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SEC Building

Pimco to pay $20m, settles charges over ETFs

The Securities and Exchange Commission has announced that investment management firm Pacific Investment Management Company (PIMCO) agreed to retain an independent compliance consultant and pay nearly $20m to settle charges that it misled investors about the performance of one its first actively managed exchange-traded funds (ETFs) and failed to accurately value certain fund securities.

Great Wall Of China Graffiti

Allianz fund seeks China licence

Allianz SE said its German fund management unit has applied for a license in China to establish an onshore presence, following the example of its larger U.S.-based Pacific Investment Management Co.

FEATURED

SEC Building

Pimco to pay $20m, settles charges over ETFs

The Securities and Exchange Commission has announced that investment management firm Pacific Investment Management Company (PIMCO) agreed to retain an independent compliance consultant and pay nearly $20m to settle charges that it misled investors about the performance of one its first actively managed exchange-traded funds (ETFs) and failed to accurately value certain fund securities.

Great Wall Of China Graffiti

Allianz fund seeks China licence

Allianz SE said its German fund management unit has applied for a license in China to establish an onshore presence, following the example of its larger U.S.-based Pacific Investment Management Co.