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NYSE to pay $14m penalty for multiple violations

Securities and Exchange Commission Building

The Securities and Exchange Commission has announced that it charged the New York Stock Exchange and two affiliated exchanges with regulatory failures in connection with multiple episodes, including several disruptive market events.

NYSE listings chief to depart

NYSE Wall Street

Scott Cutler is departing as the head of listings at the New York Stock Exchange, stepping down from a position where he won the biggest initial public offering in history.

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Securities and Exchange Commission Building

NYSE to pay $14m penalty for multiple violations

The Securities and Exchange Commission has announced that it charged the New York Stock Exchange and two affiliated exchanges with regulatory failures in connection with multiple episodes, including several disruptive market events.