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FCA appoints COO

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Georgina Philippou has been acting Director for Enforcement and Market Oversight and will take up her new role in November.

FCA bans former Rabobank trader

Pointing The Finger

The Financial Conduct Authority (FCA) has banned Lee Stewart, a former trader at Coöperatieve Centrale Raiffeisen-Boerenleenbank B.A. (Rabobank) from the UK financial services industry for lacking honesty and integrity following a criminal conviction for fraud in the US.

FCA fines Merrill Lynch for incorrect reporting

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Merrill Lynch International (MLI) has been fined £13,285,900 ($19.98m) by the Financial Conduct Authority (FCA) for incorrectly reporting 35,034,810 transactions and failing to report another 121,387 transactions between November 2007 and November 2014.

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FCA appoints COO

Georgina Philippou has been acting Director for Enforcement and Market Oversight and will take up her new role in November.

Pointing The Finger

FCA bans former Rabobank trader

The Financial Conduct Authority (FCA) has banned Lee Stewart, a former trader at Coöperatieve Centrale Raiffeisen-Boerenleenbank B.A. (Rabobank) from the UK financial services industry for lacking honesty and integrity following a criminal conviction for fraud in the US.

Pound Coin

FCA fines Merrill Lynch for incorrect reporting

Merrill Lynch International (MLI) has been fined £13,285,900 ($19.98m) by the Financial Conduct Authority (FCA) for incorrectly reporting 35,034,810 transactions and failing to report another 121,387 transactions between November 2007 and November 2014.