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Former Lehman adviser can keep bonus

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A former private wealth adviser for a unit of Lehman Brothers can keep a lucrative signing bonus he received from the firm three years before it collapsed, a securities arbitration panel has ruled.

Bond trader fined and suspended

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David Sirianni, Oppenheimer's head municipal bond trader, was fined $100,000 and suspended for 60 days by the Financial Industry Regulatory Authority for overcharging customers.

Meredith Whitney deregisters brokerage

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Meredith Whitney, who built her own Wall Street advisory firm after winning renown for a 2007 call on Citigroup, deregistered her brokerage unit after three unprofitable years and is setting up an investment fund, according to industry records.

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