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LATEST

SEC appoints new co-chief of asset management unit

SEC Building

The Securities and Exchange Commission has announced that C. Dabney O’Riordan has been named co-chief of the Division of Enforcement’s Asset Management Unit, a national specialized unit that focuses on misconduct by investment advisers, investment companies, and private funds. She joins Anthony Kelly as co-chief of the unit and succeeds Marshall Sprung, who left the agency in April.

Bank of America appoints new director

Bank of America

The Bank of America Corporation board of directors appointed Michael D. White as a director, effective immediately. White, 64, is the recently retired chairman, president and CEO of DIRECTV.

Instinet appoint new head of U.S. brokerage

American Eagle

Instinet Incorporated have appointed of Mark Govoni as President of Instinet's U.S. brokerage subsidiary, effective immediately. In this role, Govoni is responsible for leading and growing Instinet’s client businesses in the Americas.

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Janney makes three hires in fixed income

Janney Montgomery Scott, a leading full-service wealth management, financial services and investment banking firm, announced the recent hiring of three new fixed income professionals. Clay Brasher, Joseph Schults, and Luke Weeks, have all joined the firm.

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Mizuho Americas makes new addition to fixed income team

Mizuho Americas announced the addition of Subhathra Pavan to its fixed income sales team. In her new role, Pavan will focus on expanding the firm’s fixed income distribution capabilities in a number of securitized product areas critical to Mizuho’s growing US client base. In addition, Pavan will lead all domestic bank and government-sponsored enterprise (GSE) sales coverage strategy for the US fixed income business.