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Compliance whistleblower awarded in excess of $1m

Blowing Whistle

The Securities and Exchange Commission has announced an award of more than a million dollars to a compliance professional who provided information that assisted the SEC in an enforcement action against the whistleblower’s company.

Flash crash arrest won't fix market flaws

Storm clouds

As more light is being shed into what led to the "flash crash" of 2010, the need for stronger market regulation becomes more apparent, Elevation Partners' co-founder Roger McNamee said Wednesday.