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SEC charges VP in risk management with insider trading

SEC Building

The Securities and Exchange Commission has charged a vice president in the risk management department of a New York-based investment bank with insider trading on confidential information he learned in advance of a private equity firm’s acquisition of a publicly-traded technology company.

Moody's Investors Service appoints VP

For hire hiring

Moody's Investors Service (MIS) has announced the appointment of Ian Dimmock to its EMEA Relationship Management Team as Vice President - Relationship Manager, Corporate Loan specialist.


Barclays Canary Wharf

Barclays said to be gearing up in equities

Barclays plans to recruit more than 20 staff this year to bolster its European equities trading business as Chief Executive Officer Jes Staley continues to back the investment bank while rivals retreat, according to two people familiar with the strategy.