Washington, D.C.- The Securities and Exchange Commission has charged RBC Capital Markets LLC for misconduct in the sale of unsuitable investments to five Wisconsin school districts and its inadequate disclosures regarding the risks associated with those investments.
Here it comes. The second wave.
Well, sort of.
This might just surprise you.
Here are 17 of the strangest laws from around the world
Yep, you got it........
The Z/Yen Group has published its tenth Global Financial Centres Index, which covers 75 financial centres.
Here's some links to a few interesting Bloomberg, Der Spiegel, Independent and Reuters stories currently doing the rounds.
In case you missed them, here are last week's top stories.
How do you improve the culture of Wall Street? Personally punish the industry's bad apples, according to two longtime observers.
Bank of Montreal has sued UBS in Houston federal court to recover confidential information allegedly taken by some bank employees who defected to the Swiss rival.
Prominent corporate lawyer H. Rodgin Cohen said Friday that he sees the environment between banks and their regulators as one of the most tension-filled times of his career.