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Berenzweig Sees 'New Era' in Insider-Trading Crackdown

Seth Berenzweig On Goffer Interview Still

Seth Berenzweig, managing partner at Berenzweig Leonard LLP, discusses the convictions of former Galleon Group LLC hedge fund trader Zvi Goffer, Goffer’s brother Emanuel and Michael Kimelman and the implication for the prosecution of insider-trading cases.

Top Firm Analysts Said To Revolt Over 'Fussy' Dress Code Boss


It's all go over at Deutsche Bank in New York. Some of the firm's analysts are said to have recently gone in for some good old-fashioned 'civil disobedience' over the actions of a 'fussy' boss, who is said to have got all steamed up when one of their number arrived at work dressed in a golf shirt (presumably not JUST a golf shirt).

Senator Upset By SEC Response To SAC Capital Questions

SEC Logo

Sen. Chuck Grassley of Iowa received a response from the Securities and Exchange Commission to his inquiry on how the agency handled referrals from the Financial Industry Regulatory Authority (FINRA) regarding suspicious trades by the firm SAC Capital.

Better Off 'Dead' - Top Firm Currently Worth More Broken Up

Scrap Metal

It's Morgan Stanley's turn back in the spotlight now, after respected Sanford C. Bernstein bank analyst Brad Hintz has suggested that the firm could be worth 40% more than its current market cap if it simply shut down all its trading businesses. But Hintz is far from negative about Morgan Stanley's future prospects, and considers the stock a buy for long-term investors at current levels.

People & 'Challenges' - Credit Suisse, Morgan Stanley, UBS

Credit Suisse Canary Wharf

Former Credit Suisse broker Julian Tzolov, who pleaded guilty in 2009 to three counts of securities fraud and other offences in relation to the sale of auction rate securities, has now been sentenced to a total of four years in prison - two years for time-served, plus an additional two years.