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Gasparino: Dick Fuld Falls Further From Grace

Charlie Gasparino Interview Still

FOX Business Network (FBN) Senior Correspondent Charlie Gasparino reports former Lehman Brothers Chief Executive Dick Fuld was working at Legend Securities beginning in May of 2010 which caused the firm to come 'under tremendous regulatory scrutiny'.



Blowing Whistle

Compliance whistleblower awarded in excess of $1m

The Securities and Exchange Commission has announced an award of more than a million dollars to a compliance professional who provided information that assisted the SEC in an enforcement action against the whistleblower’s company.