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Former SEC Watchdog Violated Ethics Rules

Dog Detective

The former internal watchdog for the U.S. Securities and Exchange Commission violated ethics rules by overseeing investigations that touched on people with whom he had “personal relationships,” an outside review found.

More Departures at JPMorgan

JP Morgan

JPMorgan Chase's Barry Zubrow, who oversaw risk management while the bank amassed credit- derivative bets that led to a multibillion-dollar trading loss, will retire at the end of this year.