Any Americas Involvement Announced Jan 1 – Jun 30, 2014.
A U.S. judge has vacated the conviction of a former Merrill Lynch administrative assistant who lied to a grand jury under pressure from her boss but then helped convict six former brokers and traders of generating illegal profits with information they overheard on a 'squawk box'.
Any EMEA Involvement Announced Jan 1 – Jun 30, 2014.
Dear Colleagues and Shareholders,
A 'boy’s club' atmosphere that included bouts of binge drinking and trips to strip clubs
Goldman Sachs was fined $800,000 by the Financial Industry Regulatory Authority for failing to have procedures in place to ensure clients in its dark pool got the best price while trading stocks.
Bank of New York Mellon shareholders are rolling out the welcome mat for Nelson Peltz.
In December 2005, ABN Amro reached an $80m settlement with US regulators over breaking sanctions against Iran, Cuba and Sudan. And for one compliance official at BNP Paribas – where concerns had been raised about the same issues – the cat was now out of the bag.
Global IB Fees Up 12%; Strongest Start for IB Fees since 2007 | JP Morgan Takes Top Spot | Fees from ECM Up 36%; DCM Fees Down 0.6%
Worldwide M&A up 73%; strongest first half percentage gain since 1998