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Former NASDAQ MD Sentenced To 42 Months For Insider Trading

Prison Window

Donald Johnson, a former managing director of the NASDAQ Stock Market, was sentenced last week to 42 months in prison for engaging in insider trading on multiple occasions based on material, non-public information he obtained in his capacity as a NASDAQ executive. Johnson was also ordered to forfeit $755,066.

SEC's New Whistleblower Program Takes Effect

SEC Logo

With its new whistleblower program officially becoming effective earlier this month, the Securities and Exchange Commission launched a new webpage for people to report a violation of the federal securities laws and hasapply for a financial award.

Calls To Ban Workplace Kissing

Silhouette Of Couple

Bankers, of course, don't go in for a lot of kissing - at least not in the workplace (not good for street cred or, indeed, your chances of avoiding a harassment claim).