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SEC Charges Ex-Goldman Employee & Father With Insider Trading

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Washington, D.C. - The Securities and Exchange Commission has charged a former Goldman, Sachs employee and his father with insider trading on confidential information about Goldman’s trading strategies and intentions that he learned while working on the firm’s exchange-traded funds (ETF) desk.

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Bank of America does deal over independent chair concerns

An activist investor group said it is withdrawing a shareholder resolution that called for Bank of America to have an independent board chair, easing some of the pressure the bank faced after giving its Chief Executive Brian Moynihan the additional title of chairman last year.