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SEC faces Goldman questions

SEC Building

The Securities and Exchange Commission is supposed to be Wall Street’s top cop, charged with protecting investors while it ensures that brokers and bankers adhere to the rules.

UBS sees strong net new money, CEO remains cautious

Sergio Ermotti Interview Pic

Swiss bank UBS reported earnings in line with forecasts on Tuesday, as its wealth management business attracted strong inflows, but said it saw "abnormally low" transaction volumes in the first quarter as clients became more risk averse.




FT - UBS hires psychologists

UBS has brought in psychologists, data scientists, shipments specialists and pricing experts to overhaul how it generates investment ideas and recommendations for clients.