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U.S Audit Watchdog See Broker / Dealer Shortcomings

Report Tick Boxes

The U.S. Public Company Accounting Oversight Board has released its first report on the progress of the interim inspection program for auditors of brokers and dealers, providing an overview of the new program and the audit deficiencies identified in the initial group of inspected audits of brokers and dealers.

Ex-Dresdner Kleinwort Banker Gets 40 Months in Jail

Prison Bars

In a case brought by the Financial Services Authority (FSA) and heard at Southwark Crown Court, Confiscation Orders (the Orders) totalling £1,534,000 were made today against Christian Littlewood and Angie Littlewood. They were each ordered to pay £767,000 representing the benefit obtained by each of them from insider dealing.